Job Description

1 day ago Be among the first 25 applicants Get AI-powered advice on this job and more exclusive features. A newly launched, well-funded investment advisory platform focused on private markets (VC, PE, Private Credit & Real Estate) is searching for an entrepreneurial Chief Compliance Officer to join their senior leadership team. This is not your typical CCO role. Youll be the architect of a compliance function from day one designing the framework, driving adoption, and partnering closely with senior stakeholders across legal, ops, finance, and investment. Think high-impact, high-visibility, and high-autonomy. What Youll Do: Build and lead a robust SEC-compliant program Lead regulatory filings, audits, and risk assessments Align compliance with growth not just guardrails, but enablers Drive innovation through tech, AI tools, and automation Be the go-to expert and strategic advisor on all things compliance What Theyre Looking For: ~715 years of RIA compliance experience (or consulting to RIAs) ~ Strong grasp of 40 Act, SEC regs, and industry best practices ~ JD or CPA a plus legal, finance, or hybrid backgrounds welcome ~ Sharp, solutions-oriented thinker with a builder mindset ~ Must be based in (or ready to relocate to) South Florida or Baltimore This is a unique opportunity to build a compliance function from the ground up. Applicants must be willing to work onsite in either Baltimore or South Florida. Relocation will be supported by the company. Seniority level ~ Seniority level Executive Employment type ~ Employment type Full-time Job function Job function Management, Other, and Finance Industries Investment Management, Investment Advice, and Financial Services Referrals increase your chances of interviewing at Frederick Fox by 2x Sign in to set job alerts for Compliance Officer roles. Regulatory Compliance Manager - Columbia, MD Columbia, MD $140,000.00-$160,000.00 3 weeks ago Linthicum, MD $142,000.00-$255,600.00 4 weeks ago Associate General Counsel, Healthcare & Research/Transactions - 118567 Director of Operations - Recovery Division Lateral/Comparative Compliance Park Police Officer Associate General Counsel, Healthcare & Research - 118566 Lateral/Comparative Compliance Park Police Officer Program Manager - USCG Business and Logistics Management Support Chief Financial Officer (Bank/Financial Services only) Financial Services - Global Compliance and Reporting - Real estate -Tax Services Manager-EDGE Baltimore, MD $104,600.00-$191,600.00 2 weeks ago Annapolis, MD $170,000.00-$200,000.00 2 weeks ago Lead Certification Compliance Officer / Program Compliance Officer II Compliance Officer Testing and Monitoring Contracts Administration & Compliance Manager - 117989 Compliance New Construction, Analyst (Remote) Baltimore, MD $80,000.00-$90,000.00 2 weeks ago Compliance Specialist, Floating (Temp 6 months) Baltimore, MD Strategic Partnership Officer / Program Compliance Officer II - Mayor's Office Annapolis, MD $70,000.00-$75,000.00 1 week ago Columbia, MD $95,000.00-$105,000.00 6 days ago Fort Meade, MD $104,000.00-$166,000.00 1 day ago Compliance Specialist - Auditing and Training Were unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI. #J-18808-Ljbffr

Job Tags

Full time, Temporary work, Work at office, Remote work, Relocation, Relocation package,

Similar Jobs